Kristie Edling-Day, newly appointed Chief Information Officer at SEI Investments Co, filed an initial statement of beneficial ownership with the SEC on November 12, 2026, disclosing no securities held as of her October 19, 2026 trigger date.

Key Highlights

  • Reporting person: Kristie Edling-Day, identified as Chief Information Officer of SEI Investments Co (NASDAQ:SEIC)
  • Trigger date: The event requiring the statement occurred on October 19, 2026, when Edling-Day became subject to Section 16 upon commencing employment
  • No securities held: Both Table I (non-derivative securities) and Table II (derivative securities) are empty; the filing states "No securities are beneficially owned"
  • Filing delay noted: According to the filing, submission was delayed while EDGAR filing access codes were being obtained
  • Signed by: The document was signed by Diane Gallagher as attorney-in-fact for Kristie Edling-Day on November 12, 2026

Edling-Day Joins SEI Investments as Chief Information Officer With No Initial Securities Position

SEI Investments Co, a financial services company headquartered at 1 Freedom Valley Drive in Oaks, Pennsylvania, became subject to a new Section 16 disclosure obligation when Kristie Edling-Day commenced employment as Chief Information Officer. The filing indicates that her role is classified as an officer position, making her an insider under Section 16(a) of the Securities Exchange Act of 1934 from the date employment began.

The filing reports that Edling-Day held no beneficial ownership of SEI Investments securities, either directly or indirectly, in any form at the time of the triggering event. This applies to both common equity and derivative instruments such as options, warrants, or convertible securities. The filing also notes that the submission was delayed specifically because EDGAR filing access credentials had not yet been obtained at the time the statement was due, a circumstance described in the remarks section of the form.

The statement was filed on November 12, 2026, approximately 24 days after the October 19, 2026 trigger date. Diane Gallagher signed the form as attorney-in-fact on behalf of Edling-Day. SEI Investments is listed on NASDAQ under the ticker symbol SEIC, and its registered address is 1 Freedom Valley Drive, Oaks, Pennsylvania 19456.

What Was Disclosed

Kristie Edling-Day, the new Chief Information Officer at SEI Investments Co (NASDAQ:SEIC), filed an initial beneficial ownership statement covering her October 19, 2026 start date, reporting zero securities held in any category, with the filing submitted on November 12, 2026.