John E. Kowaleski filed an initial statement of beneficial ownership with the SEC on October 29, 2026, reporting no securities held in Clough Global Dividend & Income Fund as of the event date of October 22, 2026.

Key Highlights

  • Reporting person: John E. Kowaleski, listed as a Director of Clough Global Dividend & Income Fund (NYSE:GLV).
  • Event date: October 22, 2026, triggered the filing requirement; the form was signed and filed October 29, 2026.
  • No securities held: The filing states explicitly, "No securities are beneficially owned," with both Table I (non-derivative) and Table II (derivative) left blank.
  • Individual filing: The form was filed by one reporting person, not a group.
  • Address on record: 53 State Street, 27th Floor, Boston, Massachusetts 02109.

Kowaleski's Initial Ownership Disclosure for Clough Global Dividend & Income Fund

According to the filing, John E. Kowaleski submitted a Form 3 - Initial Statement of Beneficial Ownership of Securities - in connection with his role as Director at Clough Global Dividend & Income Fund, trading on NYSE under the symbol GLV. The event requiring the statement occurred on October 22, 2026, and the form was signed by Kowaleski and submitted to the SEC on October 29, 2026.

The filing discloses that Kowaleski does not beneficially own any securities of the issuer. Table I, which covers non-derivative securities such as common shares, contains no entries. Table II, which covers derivative securities such as options, warrants, or convertible instruments, is similarly blank. The form includes the explanation: "No securities are beneficially owned."

The filing was made pursuant to Section 16(a) of the Securities Exchange Act of 1934, which requires directors, officers, and certain shareholders to report their initial holdings upon becoming subject to the reporting obligation. The form was filed by Kowaleski alone, as indicated by the "Form filed by One Reporting Person" designation.

What Was Disclosed

Director John E. Kowaleski filed an initial beneficial ownership statement for Clough Global Dividend & Income Fund dated October 22, 2026, reporting no direct or indirect holdings in either non-derivative or derivative securities of the fund.