A Statement of Changes in Beneficial Ownership for FiscalNote Holdings, Inc. was filed on November 2, 2026, covering a transaction dated October 29, 2026, by reporting person Key Compton, who serves as President and CEO and as a Director of the company.

Key Highlights

  • Reporting person: Key Compton, identified as President, CEO, and Director of FiscalNote Holdings, Inc. (OTC:NOTE)
  • Transaction: 267,923 shares of Class A Common Stock acquired indirectly on October 29, 2026, via transaction code "J" at a price of $0
  • Nature of transaction: The shares represent a distribution from GPO FN Noteholder, LLC to Urgent Capital LLC as an in-kind payment pursuant to a profits interest held by Urgent Capital LLC
  • Post-transaction indirect holdings via Urgent Capital LLC: 1,204,391 shares of Class A Common Stock beneficially owned indirectly following the reported transaction
  • Additional indirect holdings: 15,335 shares of Class A Common Stock held indirectly through Global Public Offering Master Fund, L.P.
  • Direct holdings: 1,496,264 shares of Class A Common Stock held directly by the reporting person

Key Compton's October 2026 Ownership Change at FiscalNote Holdings

According to the filing, Key Compton, who holds the positions of President, CEO, and Director at FiscalNote Holdings, Inc., reported a change in beneficial ownership of Class A Common Stock effective October 29, 2026. The transaction, coded "J" in the filing, involved 267,923 shares acquired at a stated price of $0, reflecting an in-kind distribution rather than a market purchase.

The filing discloses that the acquired shares were distributed from GPO FN Noteholder, LLC to Urgent Capital LLC as an in-kind payment pursuant to a profits interest in GPO FN Noteholder, LLC held by Urgent Capital LLC. The filing further states that Compton is a managing director of Urgent International Inc., which is described as the owner and operator of Urgent Capital LLC, and that as a result, Compton "may be deemed to have voting and dispositive power over the shares held by Urgent Capital LLC." Following the transaction, Urgent Capital LLC beneficially owns 1,204,391 shares indirectly attributable to the reporting person.

A separate line in the filing reflects 15,335 shares of Class A Common Stock held indirectly through Global Public Offering Master Fund, L.P. ("GPO Master Fund"). The filing states that Compton is also a managing director of Urgent International Inc. in its capacity as owner, operator, and investment advisor for GPO Master Fund, and accordingly may be deemed to have voting and dispositive power over those shares as well. In addition to these indirect holdings, the filing lists 1,496,264 shares held directly by Compton. FiscalNote Holdings, Inc. is listed on OTC under the ticker symbol NOTE.

What Was Disclosed

The filing reported a transaction-code-J acquisition of 267,923 Class A Common Stock shares at $0 by Key Compton, President and CEO of FiscalNote Holdings, Inc., on October 29, 2026, reflecting an in-kind distribution through affiliated entities, with total indirect and direct beneficial ownership positions also disclosed.