Ann M. Kappler, an officer of Prudential Financial Inc, filed a Form 144 notice on November 6, 2026, proposing the sale of 2,919 shares of Prudential Financial common stock through broker Morgan Stanley Smith Barney LLC.

Key Highlights

  • Proposed sale: 2,919 shares of Prudential Financial common stock, with an aggregate market value of $352,031.00, according to the filing.
  • Source of shares: The securities were acquired through the exercise of stock options, 2,025 shares from options granted February 14, 2017, and 894 shares from options granted February 13, 2018, both via "exercise and sell to cover" transactions.
  • Approximate sale date: November 6, 2026, executed through Morgan Stanley Smith Barney LLC Securities Executive Services in Sandy, Utah.
  • Shares outstanding: The filing reports approximately 343,000,000 shares of common stock outstanding.
  • Prior sales: The filing discloses that Kappler sold 7,652 shares of common stock on August 14, 2026, for gross proceeds of $956,576.52.
  • Exchange listed: The securities are listed on NYSE, and Prudential Financial trades under NYSE:PRU as identified in the filing.

Kappler's Option Exercise and Proposed Share Sale at Prudential Financial

According to the Form 144 notice filed with the U.S. Securities and Exchange Commission, Ann M. Kappler, identified as an officer of Prudential Financial Inc (NYSE:PRU), intends to sell 2,919 shares of the company's common stock. The filing lists the aggregate market value of the proposed sale at $352,031.00. The notice was signed by Richard Baker as attorney in fact for Ann M. Kappler and dated November 6, 2026.

The filing discloses that the shares proposed for sale were acquired on November 6, 2026, through the exercise of stock options previously granted by the issuer. Specifically, 2,025 shares were acquired via exercise of options granted on February 14, 2017, and 894 shares via exercise of options granted on February 13, 2018. Both transactions are described as "exercise and sell to cover" in nature, with the issuer identified as the person from whom the securities were acquired.

The filing also reports activity during the prior three months. Kappler sold 7,652 shares of Prudential Financial common stock on August 14, 2026, generating gross proceeds of $956,576.52. The Form 144 identifies Prudential Financial's address as 751 Broad St, Newark, New Jersey 07102, and lists approximately 343,000,000 shares of common stock outstanding at the time of filing.

What Was Disclosed

The Form 144 notice discloses Ann M. Kappler's proposed sale of 2,919 Prudential Financial common shares valued at $352,031.00, arising from stock option exercises, along with a prior sale of 7,652 shares on August 14, 2026, for $956,576.52 in gross proceeds.