Kao Lee, Co-Founder and General Manager of Securetech Innovations, Inc. (OTC:SCTH), filed a Form 4 on October 26, 2026, disclosing transactions dated October 22, 2026, involving the conversion of Series A Preferred Stock into Common Stock.
Key Highlights
- Security disposed: 170 shares of Series A Preferred Stock ($0.001 par value) were disposed of at a price of $0, using transaction code K, on October 22, 2026.
- Security acquired: 1,700,000 shares of Common Stock ($0.001 par value) were acquired at a price of $0, using transaction code A/K, on the same date.
- Remaining Preferred holdings: Following the transaction, Kao Lee directly held 6,720 shares of Series A Preferred Stock.
- Resulting Common Stock ownership: Following the transaction, Kao Lee directly held 1,798,140 shares of Common Stock.
- Reporting person roles: Kao Lee is identified in the filing as a Director, a 10% Owner, and Co-Founder and General Manager of Securetech Innovations, Inc.
Kao Lee's October 2026 Preferred-to-Common Conversion at Securetech Innovations
According to the filing, Kao Lee reported two linked transactions on October 22, 2026, both carrying transaction code K, which the SEC uses to denote transactions made pursuant to a Rule 10b5-1 plan or, in some instances, other coded dispositions as specified in the form instructions. The filing indicates the checkbox for a Rule 10b5-1(c) plan was not marked, so the code K reflects the nature of the transaction as described in the form's own coding system. Both transactions were listed with a deemed execution date of October 22, 2026.
In Table I of the filing, Kao Lee disposed of 170 shares of Series A Preferred Stock at $0, leaving a direct holding of 6,720 shares of that class. Simultaneously, the filing records an acquisition of 1,700,000 shares of Common Stock at $0, bringing the total directly held Common Stock to 1,798,140 shares. The $0 price on both sides is consistent with a conversion transaction, though the filing does not use that specific term. All ownership reported is direct.
The filing contains no Table II entries, indicating no derivative securities were involved in the reported transactions. Kao Lee's address is listed as 2355 Highway 36 West, Suite 400, Roseville, Minnesota 55113. The form was signed by Kao Lee and dated October 26, 2026.
What Was Disclosed
Kao Lee, a Director, 10% Owner, and Co-Founder and General Manager of Securetech Innovations, Inc. (OTC:SCTH), disclosed the disposal of 170 Series A Preferred Stock shares and the acquisition of 1,700,000 Common Stock shares on October 22, 2026, each at $0, in a Form 4 filed October 26, 2026.



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