Jesse K. Bray, President and CEO of Rocket Mortgage and a director of Rocket Companies, Inc., filed a Form 4 on November 3, 2026, disclosing the sale of 225,000 shares of Class A common stock on November 2, 2026, through the Jesse K. Bray Living Trust under a Rule 10b5-1 trading plan.

Key Highlights

  • Transaction: 225,000 shares of Class A common stock disposed of (transaction code S) on November 2, 2026, held indirectly by the Jesse K. Bray Living Trust.
  • Weighted average price: $13.75 per share, with individual transactions ranging from $12.97 to $13.97 per share.
  • Post-transaction indirect holdings: 7,503,027 shares of Class A common stock held indirectly by the Trust following the reported sale.
  • Direct holdings: 7,812,940 shares of Class A common stock held directly by Bray, unchanged by the reported transaction.
  • 10b5-1 plan: The sales were executed pursuant to a Rule 10b5-1 trading plan adopted by the Trust on June 16, 2026.
  • Issuer: Rocket Companies, Inc. (NYSE:RKT), with Bray serving in dual roles as Director and President and CEO of Rocket Mortgage.

Bray Living Trust Sale of Rocket Companies Shares Under Prearranged Plan

According to the filing, Jesse K. Bray, who serves as both a director and as President and CEO of Rocket Mortgage at Rocket Companies, Inc. (NYSE:RKT), disclosed the disposition of 225,000 shares of the company's Class A common stock. The transaction was dated November 2, 2026, and was carried out indirectly through the Jesse K. Bray Living Trust. The filing was signed by Elisabeth Gormley as attorney in fact on November 3, 2026.

The filing states that the reported price of $13.75 is a weighted average across multiple transactions, with individual sale prices ranging from $12.97 to $13.97 per share. According to the filing, the reporting person, on behalf of the Trust, has undertaken to provide full information regarding the number of shares sold at each separate price within that range to the issuer, any security holder, or SEC staff upon request.

The filing discloses that the transactions were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Jesse K. Bray Living Trust on June 16, 2026. Following the reported sale, the Trust held 7,503,027 shares of Class A common stock indirectly. Separately, the filing reports that Bray directly holds 7,812,940 shares of Class A common stock, a position for which no transaction was reported in this filing.

What Was Disclosed

The filing reports a single disposition of 225,000 Class A common shares by the Jesse K. Bray Living Trust on November 2, 2026, at a weighted average price of $13.75 per share, executed under a prearranged 10b5-1 trading plan adopted June 16, 2026.