Heritage Global Inc. EVP, General Counsel and Secretary James Edward Sklar filed a Form 4 on November 3, 2026, disclosing the sale of 2,500 shares of common stock on November 2, 2026, pursuant to a previously established 10b5-1 plan.

Key Highlights

  • Reporting person: James Edward Sklar, EVP, General Counsel and Secretary of Heritage Global Inc.
  • Transaction: Sale (code S) of 2,500 shares of common stock on November 2, 2026.
  • Weighted average price: $1.23 per share, with individual transactions ranging from $1.20 to $1.24, inclusive.
  • 10b5-1 plan: The filing states the sale was made pursuant to a previously established 10b5-1 plan.
  • Remaining holdings: 249,891 shares of common stock held directly following the reported transaction.

Sklar's November 2026 Share Sale at Heritage Global

According to the filing, James Edward Sklar, who serves as Executive Vice President, General Counsel and Secretary at Heritage Global Inc. (NASDAQ:HGBL), disposed of 2,500 shares of the company's common stock on November 2, 2026. The transaction code recorded is "S," indicating a sale. The filing confirms the transaction was carried out under a previously established written plan intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

The filing reports a weighted average sale price of $1.23 per share. As noted in the footnotes, the shares were sold across multiple transactions at prices ranging from $1.20 to $1.24, inclusive. The filing states that Sklar "undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4."

Following the reported sale, Sklar is disclosed as directly holding 249,891 shares of Heritage Global common stock. No derivative securities transactions were reported in Table II of the filing. The form was filed by one reporting person and is not an amendment to a prior filing.

What Was Disclosed

The filing disclosed a sale of 2,500 Heritage Global common shares by EVP and General Counsel James Edward Sklar on November 2, 2026, at a weighted average price of $1.23 per share under a 10b5-1 plan, leaving him with 249,891 shares held directly.