Lisa Marie Hornby filed an initial statement of beneficial ownership on November 4, 2026, disclosing her status as SMD of Advisor to NYLIM MacKay DefinedTerm Muni Opportunities Fund, with a triggering event date of October 26, 2026.

Key Highlights

  • Reporting person: Hornby, Lisa Marie, identified as SMD of Advisor to the issuer.
  • Issuer: NYLIM MacKay DefinedTerm Muni Opportunities Fund, ticker MMD.
  • Event date: The date of event requiring the statement is listed as October 26, 2026.
  • Beneficial ownership: Hornby disclosed direct beneficial ownership of 0 shares of beneficial interest in Table I.
  • Derivative securities: No derivative securities are reported in Table II.
  • Filing type: Filed by one reporting person; signed by Thomas C. Humbert as Attorney-in-Fact on November 4, 2026.

Hornby's Initial Ownership Disclosure for NYLIM MacKay MMD Fund

According to the filing, Lisa Marie Hornby submitted a Form 3 Initial Statement of Beneficial Ownership of Securities in connection with her role as SMD of Advisor to NYLIM MacKay DefinedTerm Muni Opportunities Fund. The filing was made pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940, as indicated on the form.

The filing discloses that Hornby directly owns 0 shares of beneficial interest in the fund, as reported in Table I covering non-derivative securities. The form lists no derivative securities in Table II, with no entries for puts, calls, warrants, options, or convertible securities. The issuer's ticker symbol is listed as MMD, and the filing does not identify an exchange beyond the ticker notation in the issuer field.

Hornby's address is listed as 51 Madison Avenue, New York, New York 10010, United States. The form was signed by Thomas C. Humbert as Attorney-in-Fact on November 4, 2026, the same date it was filed with the SEC. The filing indicates this is an individual, not a joint or group, filing.

What Was Disclosed

Lisa Marie Hornby filed an initial beneficial ownership statement for NYLIM MacKay DefinedTerm Muni Opportunities Fund (MMD), reporting direct ownership of 0 shares of beneficial interest and no derivative securities, with the triggering event dated October 26, 2026.