Gator Capital Management, LLC filed a Form 4 with the SEC on October 26, 2026, disclosing a purchase of Class A Common Stock (Non-Voting) shares of U S Global Investors Inc on October 23, 2026.

Key Highlights

  • Transaction: Gator Capital Management, LLC acquired 4,532 shares of U S Global Investors Inc Class A Common Stock (Non-Voting) on October 23, 2026.
  • Price: The shares were purchased at a weighted average price of $2.5799 per share, according to the filing.
  • Account: The purchase was made in Gator Qualified Partners, LLC, an account over which Gator Capital Management, LLC exercises investment discretion.
  • Post-transaction ownership: Following the transaction, the reporting person's aggregate beneficial ownership stands at 1,129,011 shares of Class A Common Stock (Non-Voting), held indirectly.
  • Ownership relationship: Gator Capital Management, LLC is identified as a 10% owner of U S Global Investors Inc (NASDAQ:GROW).

Gator Capital's Stake in U S Global Investors After October Purchase

U S Global Investors Inc, listed on NASDAQ under the ticker GROW, is the issuer identified in this filing. Gator Capital Management, LLC, an investment adviser based in Tampa, Florida, disclosed that it purchased 4,532 shares of the company's Class A Common Stock (Non-Voting) on October 23, 2026, at a weighted average price of $2.5799 per share. The filing notes that full details regarding the number of shares purchased at each separate price are available upon request to the SEC staff or the issuer.

According to the filing, the acquired shares were held in Gator Qualified Partners, LLC, one of several accounts over which Gator Capital Management, LLC exercises investment discretion. The reporting person's total aggregate beneficial ownership following the transaction is 1,129,011 shares, distributed across four accounts: Gator Financial Partners, LLC (937,228 shares), Gator Qualified Partners, LLC (109,418 shares), ECA Fund, LP (76,365 shares), and a Managed Account (6,000 shares). All shares are held indirectly. The filing states that "Gator Capital Management, LLC disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein."

The transaction code recorded in the filing is "P," indicating an open-market purchase. Gator Capital Management, LLC's relationship to U S Global Investors Inc is listed as a 10% owner. No derivative securities transactions were reported in this filing.

What Was Disclosed

Gator Capital Management, LLC reported a purchase of 4,532 Class A Common Stock (Non-Voting) shares of U S Global Investors Inc at a weighted average of $2.5799 per share on October 23, 2026, bringing its aggregate indirect beneficial ownership to 1,129,011 shares across four accounts.