A Form 4 filed on November 3, 2026 by Yonathan Nuta, Chief Operating Officer of Gaia, Inc. (NASDAQ:GAIA), reported the vesting of 21,250 restricted stock units on October 30, 2026 and the withholding of 7,236 shares to cover taxes, leaving the officer with a direct beneficial ownership of 19,555 shares of Class A Common Stock.

Key Highlights

  • RSU vesting: 21,250 shares of Class A Common Stock were acquired by the COO on October 30, 2026 under transaction code A, at a price of $1.45 per share.
  • Tax withholding: 7,236 shares were disposed of on the same date under transaction code F at $1.45 per share to satisfy tax obligations.
  • Post-transaction ownership: Following both transactions, the reporting person directly holds 19,555 shares of Class A Common Stock.
  • Grant origin: According to the filing's remarks, the RSUs vested from a service-based grant originally made on October 30, 2025.
  • Filing signatory: The form was signed by Ned Preston as Attorney-in-Fact for Yonathan Nuta on November 3, 2026.

COO RSU Service-Based Vesting at Gaia, Inc. on October 30, 2026

According to the filing, Yonathan Nuta, identified as Chief Operating Officer of Gaia, Inc., reported two transactions in Class A Common Stock on October 30, 2026. The first was an acquisition of 21,250 shares under transaction code A at a per-share price of $1.45, reflecting the vesting of service-based restricted stock units. The filing's remarks state these shares were "RSU service-based vesting of 21,250 shares of class A common stock granted on October 30, 2025."

Concurrent with the vesting, the filing reports a disposal of 7,236 shares under transaction code F, also at $1.45 per share. The remarks indicate these shares "were withheld to cover taxes." After both transactions were applied, the reporting person's direct beneficial ownership of Class A Common Stock stood at 19,555 shares, as reported in Table I of the filing. No derivative securities were reported in Table II.

The Form 4 was filed by one reporting person and was signed on November 3, 2026 by Ned Preston, identified as Attorney-in-Fact for Yonathan Nuta. The filing does not indicate that either transaction was made pursuant to a Rule 10b5-1(c) plan, as the corresponding checkbox on the form was not selected.

What Was Disclosed

Gaia, Inc.'s COO reported the vesting of 21,250 Class A Common Stock RSUs originally granted October 30, 2025, with 7,236 shares withheld for taxes, resulting in direct beneficial ownership of 19,555 shares as of October 30, 2026.