Funko, Inc. Chief Financial Officer Yves Le Pendeven filed a Form 4 with the SEC on August 11, 2026, disclosing multiple transactions in Class A Common Stock between August 7 and August 10, 2026, including open-market sales and the vesting of restricted stock units.

Key Highlights

  • August 7 sale: Le Pendeven sold 13,138 shares of Class A Common Stock at a weighted average price of $7.0003, with individual transactions ranging from $7.000 to $7.010.
  • RSU vesting: On August 8, 2026, 2,950 restricted stock units vested and were converted to Class A Common Stock at $0 exercise price.
  • Tax-cover sale: On August 10, 2026, 1,117 shares were sold at a weighted average price of $6.0014 (range $5.94 to $6.08) to cover taxes upon RSU vesting.
  • Remaining ownership: Following all reported transactions, Le Pendeven directly holds 46,769 shares of Class A Common Stock.
  • RSU balance: Le Pendeven retains 5,900 restricted stock units after the August 8 vesting event.
  • 10b5-1 plans: The August 7 sale was made under a trading plan adopted May 13, 2025; the August 10 tax-cover sale was made under a sell-to-cover instruction dated June 14, 2023.

Funko CFO Transaction Details: Sales, Vesting, and Remaining Holdings

According to the filing, Yves Le Pendeven, identified as CFO of Funko, Inc. (NASDAQ:FNKO), conducted three separate transactions in Class A Common Stock over four days. On August 7, 2026, he sold 13,138 shares at a weighted average price of $7.0003 per share. The filing notes these shares were sold in multiple transactions at prices ranging from $7.000 to $7.010, inclusive, pursuant to a 10b5-1 trading plan he adopted on May 13, 2025.

On August 8, 2026, Le Pendeven acquired 2,950 shares through the vesting of restricted stock units at $0 cost, bringing his direct holdings to 47,886 shares at that point. The filing states that each restricted stock unit "represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment." The original grant of 11,800 RSUs vests in four equal installments on each of the first through fourth anniversaries of August 8, 2024, subject to continued employment.

On August 10, 2026, Le Pendeven sold 1,117 shares at a weighted average price of $6.0014, in a range of $5.94 to $6.08, to cover taxes owed upon RSU vesting, pursuant to a Rule 10b5-1 sell-to-cover instruction dated June 14, 2023. After this sale, his direct beneficial ownership stood at 46,769 shares of Class A Common Stock. His remaining derivative security position consists of 5,900 restricted stock units held directly.

What Was Disclosed

The Form 4 filed August 11, 2026 reports three transactions by Funko, Inc.'s CFO in Class A Common Stock between August 7 and August 10, 2026, covering planned open-market sales, an RSU vesting, and a tax-related share sale, with a resulting direct holding of 46,769 shares.