Ellington Financial Inc. filed a Form 8-K on November 12, 2026, announcing the completion of the sale of certain mortgage servicing rights-related investments.

Key Highlights

  • Transaction completed: Ellington Financial disclosed the completion of the sale of certain mortgage servicing rights-related investments on November 12, 2026.
  • Announcement method: The company issued a press release on November 12, 2026, which was furnished as Exhibit 99.1 to the filing.
  • Signing authority: The filing was signed by JR Herlihy, Chief Financial Officer of Ellington Financial Inc.
  • Filing basis: The disclosure was made under Item 8.01 (Other Events) and the information is furnished, not filed, for purposes of Section 18 of the Securities Exchange Act of 1934.
  • Securities listed: The company's Common Stock (NYSE:EFC), along with Series B, Series C, and Series D preferred stock, are registered on The New York Stock Exchange.

Ellington Financial Discloses Completion of MSR-Related Investment Sale

Ellington Financial Inc. (NYSE:EFC), a Delaware-incorporated company headquartered at 53 Forest Avenue, Old Greenwich, CT 06870, filed a current report on Form 8-K on November 12, 2026, reporting under Item 8.01 (Other Events). According to the filing, the company completed the sale of certain mortgage servicing rights-related investments, with a press release issued the same day providing further detail as Exhibit 99.1.

The filing notes that the information furnished under Item 8.01, including Exhibit 99.1, "shall not be deemed 'filed' for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, or otherwise subject to the liabilities of that section." The filing does not disclose the sale price, the identity of the buyer, or the specific composition of the mortgage servicing rights-related investments involved in the transaction.

The report was signed by JR Herlihy, identified in the filing as Chief Financial Officer of Ellington Financial Inc. In addition to its common stock, the company has three series of preferred stock registered on The New York Stock Exchange: 6.250% Series B Fixed-Rate Reset Cumulative Redeemable Preferred Stock, 8.625% Series C Fixed-Rate Reset Cumulative Redeemable Preferred Stock, and 7.00% Series D Cumulative Perpetual Redeemable Preferred Stock.

What Was Disclosed

Ellington Financial Inc. reported the completion of a sale of certain mortgage servicing rights-related investments via a Form 8-K filed November 12, 2026, with a press release furnished as Exhibit 99.1. No financial terms of the transaction were included in the filing itself.