Eric Dozier, Executive Vice President and Chief People Officer of Eli Lilly & Co (NYSE:LLY), filed a Form 4 on September 4, 2026, reporting a disposition of common stock dated September 2, 2026.

Key Highlights

  • Reporting person: Eric Dozier, EVP and Chief People Officer of Eli Lilly & Co
  • Transaction: 216 shares of common stock disposed of (transaction code G) on September 2, 2026, at a price of $0
  • Direct holdings after transaction: 14,239.212 shares of common stock held directly
  • Indirect holdings: 413.44 shares of common stock held indirectly through a 401(k) plan
  • Signatory: Filed by Jonathan Groff for Eric Dozier pursuant to authorization on file, signed September 4, 2026

Dozier's Share Disposition and Beneficial Ownership at Eli Lilly

According to the filing, Eric Dozier, identified as EVP and Chief People Officer of Eli Lilly & Co (NYSE:LLY), reported a single non-derivative transaction in Table I. On September 2, 2026, 216 shares of common stock were disposed of under transaction code G at a stated price of $0. Transaction code G generally denotes a bona fide gift under SEC reporting conventions, though the filing itself provides no further characterization of the transaction's nature.

Following the reported transaction, the filing discloses that Dozier directly holds 14,239.212 shares of Eli Lilly common stock. In addition, the filing reports indirect beneficial ownership of 413.44 shares held through a 401(k) plan. No derivative securities transactions were reported in Table II, and no derivative securities are listed as beneficially owned following the transaction.

The Form 4 was signed by Jonathan Groff on behalf of Eric Dozier pursuant to an authorization on file, and was filed with the SEC on September 4, 2026. The date of earliest transaction is listed as September 2, 2026. No amendment date is indicated, suggesting this is an original filing.

What Was Disclosed

Dozier's Form 4 disclosed a disposition of 216 shares of Eli Lilly common stock at $0 on September 2, 2026, leaving him with direct ownership of 14,239.212 shares and indirect ownership of 413.44 shares via a 401(k) plan.