Dominari Holdings Inc. filed a Definitive Proxy Statement on November 6, 2026, soliciting stockholder votes for its 2026 Annual Meeting of Stockholders scheduled for December 9, 2026, at 9:30 a.m. Eastern Time.

Key Highlights

  • Meeting date: The 2026 Annual Meeting is set for December 9, 2026, at 9:30 a.m. Eastern Time, to be held exclusively as a virtual meeting via live audio webcast.
  • Director election: Stockholders are asked to elect Gregory James Blattner, Brian Parsley, and Kyle Wool as Class III directors for three-year terms.
  • Auditor ratification: The Board asks stockholders to ratify Grassi and Co., CPAs, P.C. as the independent registered public accounting firm for the year ending December 31, 2026.
  • Rights Agreement amendment: Proposal 4 asks stockholders to approve an amendment to the Rights Agreement dated October 11, 2023, between the company and Continental Stock Transfer and Trust Company.
  • Record date: The Board fixed October 20, 2026, as the record date for stockholders entitled to notice and to vote.
  • Voting deadline: Internet voting for stockholders of record closes at 11:59 p.m. Eastern Time on December 8, 2026.
  • Board recommendation: The Board unanimously recommends a vote "FOR" all four proposals.

Dominari Holdings Puts Four Proposals Before Stockholders in December 2026

Dominari Holdings Inc., a Delaware corporation headquartered at 725 5th Avenue, 23rd Floor, New York, New York 10022, filed its Definitive Proxy Statement with the SEC on November 6, 2026. The filing, which covers the fiscal year ended December 31, 2025, was signed by Chief Executive Officer and Chairman Anthony Hayes. According to the filing, proxy materials are being mailed to stockholders on or about November 6, 2026. The company trades on NASDAQ:DOMH.

The filing presents four formal proposals for stockholder consideration. The first asks holders of common stock, Series D convertible preferred stock, and Series D-1 convertible preferred stock to elect three Class III directors. Gregory James Blattner, Brian Parsley, and Kyle Wool are nominated to serve three-year terms in accordance with the company's Second Amended and Restated Bylaws, as amended. The second proposal seeks ratification of Grassi and Co., CPAs, P.C. as the company's independent auditor for fiscal year 2026. The third is a non-binding advisory vote on the executive compensation of named executive officers, commonly referred to as a say-on-pay vote.

The fourth proposal requests stockholder approval of an amendment to the Rights Agreement originally dated October 11, 2023, between Dominari Holdings Inc. and Continental Stock Transfer and Trust Company. The filing does not detail the specific terms of the proposed amendment within the excerpted text beyond identifying the original agreement. The Board of Directors unanimously recommends a "FOR" vote on each of the four proposals. Stockholders who have already submitted proxies retain the right to revoke or change their votes by submitting a new vote or filing a written notice of revocation with the Corporate Secretary before the meeting.

What Was Disclosed

Dominari Holdings Inc. filed a Definitive Proxy Statement on November 6, 2026, covering four stockholder vote proposals for its virtual December 9, 2026, Annual Meeting, including director elections, auditor ratification, an advisory compensation vote, and a Rights Agreement amendment.