Dominari Holdings Inc. filed a preliminary proxy statement on October 28, 2026, soliciting stockholder votes for its 2026 Annual Meeting of Stockholders scheduled for December 9, 2026, at 9:30 a.m. Eastern Time, to be held exclusively as a virtual meeting via live audio webcast.

Key Highlights

  • Meeting date and format: The 2026 Annual Meeting is scheduled for December 9, 2026, at 9:30 a.m. Eastern Time, conducted entirely online via live audio webcast.
  • Record date: The Board fixed the close of business on October 20, 2026, as the record date for stockholders entitled to notice and to vote.
  • Director election: Stockholders are asked to elect Gregory James Blattner, Brian Parsley, and Kyle Wool as Class III directors for a three-year term.
  • Auditor ratification: The meeting includes a proposal to ratify Grassi and Co., CPAs, P.C. as the independent registered public accounting firm for the year ending December 31, 2026.
  • Rights Agreement amendment: Stockholders will vote on an amendment to the Rights Agreement dated October 11, 2023, between the company and Continental Stock Transfer and Trust Company.
  • Eligible share classes: Holders of common stock, Series D convertible preferred stock, and Series D-1 convertible preferred stock are entitled to vote.
  • Proxy vote deadline: Internet voting for stockholders of record closes at 11:59 p.m. Eastern Time on December 8, 2026.

Dominari Holdings Puts Four Proposals Before Stockholders at December Virtual Meeting

According to the preliminary proxy statement, Dominari Holdings Inc. (NASDAQ:DOMH), a Delaware corporation headquartered at 725 5th Avenue, 23rd Floor, New York, New York 10022, is soliciting proxies from its stockholders in connection with the 2026 Annual Meeting. The company disclosed that Chief Executive Officer and Chairman Anthony Hayes signed the proxy materials on behalf of the Board of Directors, which unanimously recommends a vote "FOR" all four proposals presented.

The filing sets out four substantive proposals for stockholder consideration. The first asks stockholders to elect three Class III director nominees - Gregory James Blattner, Brian Parsley, and Kyle Wool - each for a three-year term as provided under the company's Second Amended and Restated Bylaws. The second proposal seeks ratification of Grassi and Co., CPAs, P.C. as the company's independent registered public accounting firm for the fiscal year ending December 31, 2026. The third proposal asks for a non-binding advisory vote approving the executive compensation of the company's named executive officers. The fourth proposal requests approval of an amendment to the Rights Agreement dated October 11, 2023, by and between the company and Continental Stock Transfer and Trust Company.

The proxy statement notes that the filing is marked as a preliminary proxy statement, with the definitive version and proxy card to be mailed to stockholders on or about November, 2026. The company stated it is utilizing virtual meeting technology to provide access and cost savings for stockholders, allowing attendance from any location. Stockholders wishing to attend will need the 16-digit Control Number included with their proxy materials to log on, vote, and submit questions during the meeting.

What Was Disclosed

Dominari Holdings Inc. filed a preliminary Schedule 14A proxy statement covering its 2026 Annual Meeting of Stockholders, disclosing four voting proposals, the October 20, 2026 record date, the December 9, 2026 meeting date, and the Board's unanimous recommendation in favor of all proposals.