Director Richard M. Alexander filed a Form 4 with the SEC on November 3, 2026, reporting the acquisition of 65 restricted stock units in Global Water Resources, Inc. (NASDAQ:GWRS) on October 30, 2026.

Key Highlights

  • Transaction date: October 30, 2026, with 65 restricted stock units acquired by Director Richard M. Alexander.
  • Price: The RSUs were acquired at a price of $0, according to the filing.
  • Immediate vesting: The filing states the RSUs "are fully vested upon grant."
  • Post-transaction holdings: Alexander beneficially owns 3,056 RSUs directly following the reported transaction.
  • Redemption restriction: RSUs "are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company," per the filing.
  • Security equivalence: Each RSU is described as "the economic equivalent of one share of common stock of Global Water Resources, Inc."

Richard M. Alexander's October 2026 RSU Grant at Global Water Resources

According to the Form 4 filed November 3, 2026, Richard M. Alexander, a director of Global Water Resources, Inc. (NASDAQ:GWRS), acquired 65 restricted stock units on October 30, 2026. The transaction was recorded with a price of $0, and the RSUs were acquired under transaction code "A" (acquisition). The filing was signed by Suzette Prante as attorney-in-fact.

The filing explains that each RSU represents "the economic equivalent of one share of common stock of Global Water Resources, Inc." The RSUs were fully vested upon grant, but carry a redemption restriction: they "are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company." The filing notes that redemption requirements are detailed within the Omnibus plans incorporated by reference in the company's latest filed 10-K.

Following this transaction, Alexander's direct beneficial ownership stands at 3,056 RSUs, as reported in the filing. The form was filed by one reporting person and does not indicate that any securities were disposed of in connection with this grant.

What Was Disclosed

The filing reported the grant of 65 restricted stock units to Director Richard M. Alexander of Global Water Resources, Inc. on October 30, 2026, at $0 cost, bringing his total direct RSU holdings to 3,056 units, redeemable only upon departure from the board.