Director Diane E. Offereins filed a Form 3 Initial Statement of Beneficial Ownership with the SEC on November 9, 2026, disclosing her holdings in Navient Holdings, Inc. as of the event date of October 28, 2026.

Key Highlights

  • Reporting person: Diane E. Offereins, identified as a Director of Navient Holdings, Inc. (NASDAQ:NAVI).
  • Event date: The date of the event requiring the statement was October 28, 2026.
  • Total common stock: Offereins reported direct beneficial ownership of 10,035 shares of common stock.
  • Restricted stock included: Of the 10,035 shares, 3,345.000 shares are restricted stock received as a non-employee director, still subject to vesting terms.
  • Successor entity: According to the filing, Navient Holdings, Inc. is the successor to Navient Corporation under the Securities Exchange Act of 1934, as amended.
  • No derivative securities: No derivative securities were reported in Table II of the filing.
  • Filing method: The form was filed by one reporting person, signed by Matthew Sheldon under a Power of Attorney on November 9, 2026.

Offereins Discloses 10,035 Shares at Navient Holdings on Initial Form 3

Director Diane E. Offereins filed an Initial Statement of Beneficial Ownership, disclosing direct ownership of 10,035 shares of common stock in Navient Holdings, Inc. (NASDAQ:NAVI). The filing was submitted on November 9, 2026, with the triggering event dated October 28, 2026. All shares are reported as directly held, with no indirect ownership disclosed.

According to the filing, 3,345.000 of the 10,035 shares represent restricted stock granted to Offereins in her capacity as a non-employee director. The filing states these shares "were received in respect of, and remain subject to vesting terms applicable to, shares of restricted stock granted by, and as reported on Form 4 filings with respect to, Navient Corporation," and that Navient Holdings, Inc. is the successor to Navient Corporation under the Securities Exchange Act of 1934, as amended.

No derivative securities, including options, warrants, or convertible instruments, were reported in Table II of the form. The filing was executed by Matthew Sheldon pursuant to a Power of Attorney (Exhibit 24) on behalf of Diane E. Offereins.

What Was Disclosed

Diane E. Offereins, a director of Navient Holdings, Inc., disclosed initial beneficial ownership of 10,035 shares of common stock, including 3,345.000 restricted shares subject to vesting, with no derivative securities reported.