DeFi Capital Markets, Inc. filed a Definitive Additional Materials supplement (DEFA14A) on October 26, 2026, to correct a typographical error in the director-numbering on the proxy card issued for its November 18, 2026 annual meeting of stockholders.

Key Highlights

  • Typographical error corrected: The original proxy card contained a numbering error in the listing of directors nominated for election; this supplement provides a corrected proxy card.
  • Annual meeting date: The 2026 Annual Meeting of Stockholders is scheduled for November 18, 2026, at 12:00 P.M. Eastern Time, held virtually at meetnow.global/MY4NSRH.
  • Original proxy filed: The initial proxy statement was filed on October 20, 2026.
  • Class I director nominees: Milton C. Ault, III and Ronald A. Seff are nominated for election as Class I directors for a three-year term ending at the 2029 annual meeting.
  • Six proposals on the ballot: Proposals include director election, ratification of CBIZ CPAs P.C. as independent auditor, authorization of 25,000,000 preferred shares, authorization of 25,000,000 Class B common shares, approval of additional common stock issuance under NYSE American Rule 713(a), and potential meeting adjournment.
  • Prior votes remain valid: According to the filing, stockholders who have already voted do not need to vote again unless they wish to change or revoke their prior vote.

DeFi Capital Markets Files Proxy Supplement to Fix Director-Numbering Error

DeFi Capital Markets, Inc. (NYSE American:DCM), headquartered at 11407 Cronhill Drive, Suite A, Owings Mills, Maryland 21117, filed a supplement to its proxy statement on October 26, 2026, under Schedule 14A as Definitive Additional Materials. According to the filing, the sole purpose of the supplement is to provide a corrected proxy card after a typographical error was identified in the numbering of the directors nominated for election in the original proxy card. The company stated that "all other information contained in the Proxy Statement and Proxy Card is correct."

The filing discloses that the 2026 Annual Meeting will take place on November 18, 2026, at 12:00 P.M. Eastern Time, virtually via the Internet. Six proposals are before stockholders: election of Class I directors Milton C. Ault, III and Ronald A. Seff for three-year terms; ratification of CBIZ CPAs P.C. as the independent registered public accounting firm for the fiscal year ending December 31, 2026; an amendment to the Articles of Incorporation to authorize 25,000,000 shares of preferred stock with rights and preferences to be determined by the Board of Directors; an amendment to authorize 25,000,000 shares of Class B common stock; approval, for purposes of NYSE American Rule 713(a), of additional common stock issuable under convertible notes issued pursuant to the Amended and Restated Securities Purchase Agreement dated October 9, 2026; and a possible adjournment of the meeting if insufficient votes are received.

The filing notes that the Board of Directors unanimously recommends a vote "FOR" all nominees in Proposal 1 and "FOR" Proposals 2, 3, 4, 5, and 6. Stockholders who previously voted do not need to recast their votes unless they wish to change or revoke them, in which case the filing directs them to the instructions contained in the original proxy statement.

What Was Disclosed

DeFi Capital Markets filed a proxy supplement correcting a typographical director-numbering error on its annual meeting proxy card. All other proxy statement content remains unchanged, and prior votes are unaffected unless a stockholder elects to change them.