Director Caren Deardorf filed a Form 4 with the SEC on November 13, 2026, reporting the acquisition of restricted stock units and stock options in Alpha Cognition Inc. on November 11, 2026.

Key Highlights

  • RSU grant: Deardorf acquired 755 Common Shares in the form of Restricted Stock Units at a price of $0, vesting one year from the date of grant.
  • Option grant: Deardorf also acquired 1,020 Common Share Options with an exercise price of $8.62, vesting one year from the date of grant and expiring 11/11/2036.
  • Resulting ownership: Following the transactions, Deardorf directly holds 755 Common Shares and 1,020 Common Share Options beneficially owned.
  • Transaction codes: Both the RSU and option grants were recorded under transaction code "A" (acquired), with both options and shares held directly.
  • Role: Deardorf is identified in the filing as a Director of Alpha Cognition Inc. (NASDAQ:ACOG).

Deardorf's November 11, 2026 RSU and Option Awards at Alpha Cognition

According to the Form 4 filed on November 13, 2026, Director Caren Deardorf received two equity awards from Alpha Cognition Inc. on November 11, 2026. The first was an acquisition of 755 Common Shares in the form of Restricted Stock Units at a stated price of $0. Per the filing's explanation of responses, these Restricted Stock Units "vest one year from date of grant," leaving Deardorf with a direct beneficial ownership of 755 Common Shares following the transaction.

The second award consisted of 1,020 Common Share Options at a conversion or exercise price of $8.62 per share. The filing states that "the options will vest one year from date of grant," with an expiration date of November 11, 2036. Following this transaction, Deardorf directly holds 1,020 Common Share Options beneficially. Both awards were classified as acquisitions under transaction code "A" and both are held in direct ownership form.

The filing was signed by Caren Deardorf on November 13, 2026, and covers transactions in securities of Alpha Cognition Inc., listed on NASDAQ:ACOG. No derivative securities disposals or additional indirect holdings were reported. The filing was not indicated as an amendment to a prior Form 4.

What Was Disclosed

Director Caren Deardorf reported receiving 755 Restricted Stock Units and 1,020 Common Share Options in Alpha Cognition Inc. on November 11, 2026, both at no cost to the recipient, with one-year vesting schedules. The options carry an exercise price of $8.62 and expire November 11, 2036.