Daniel Sung Lee filed an Initial Statement of Beneficial Ownership (Form 3) with the SEC on November 12, 2026, reporting his status as a director of ROZE AI INC. (NASDAQ:RZAI) as of an event date of September 28, 2026.

Key Highlights

  • Reporting person: Lee Daniel Sung, listed with an address at 20171 92A Ave, Unit 214, Langley, British Columbia, Canada.
  • Role at issuer: The filing identifies the reporting person as a Director of ROZE AI INC.
  • Event date: The date of the event requiring the statement is reported as September 28, 2026.
  • No securities held: The filing states "No securities are beneficially owned," with both Table I (non-derivative securities) and Table II (derivative securities) left blank.
  • Filing type: This is an initial statement, not an amendment, filed by one reporting person.

ROZE AI Director Lee Reports Zero Beneficial Ownership at Appointment

According to the filing, Lee Daniel Sung submitted this initial beneficial ownership statement in connection with becoming a Director of ROZE AI INC., traded on NASDAQ under the symbol RZAI. The event requiring the statement is listed as September 28, 2026, while the form itself was signed and filed on November 12, 2026.

The filing discloses that the reporting person holds no securities of the issuer. Table I, covering non-derivative securities beneficially owned, contains no entries. Table II, covering derivative securities such as puts, calls, warrants, options, and convertible securities, also contains no entries. The filing's explanation of responses states explicitly: "No securities are beneficially owned."

The form was filed solely by the reporting person and is not a joint or group filing. The signature on the document appears as "/s/ Daniel Sung Lee," dated November 12, 2026. No foreign trading symbol is listed for the issuer's securities.

What Was Disclosed

Lee Daniel Sung filed an initial beneficial ownership statement as a newly identified Director of ROZE AI INC. (NASDAQ:RZAI), reporting a triggering event date of September 28, 2026. The filing confirms that the reporting person beneficially owns no securities of the issuer.