Uxin Ltd Chief Executive Officer and Director Dai Kun filed a Form 4 on November 2, 2026, disclosing a purchase of 4,800 American depositary shares of Uxin Ltd on October 30, 2026, conducted pursuant to a Rule 10b5-1 plan.

Key Highlights

  • Reporting person: Dai Kun, Chief Executive Officer and Director of Uxin Ltd (NASDAQ:UXIN)
  • Transaction: Purchase (Code P) of 4,800 American depositary shares on October 30, 2026
  • Price paid: $0.9131 per American depositary share
  • Post-transaction holdings: 148,180 American depositary shares beneficially owned indirectly through Xin Gao Group Limited
  • Rule 10b5-1 plan: The filing indicates the transaction was made pursuant to a contract, instruction, or written plan intended to satisfy the affirmative defense conditions of Rule 10b5-1(c)
  • ADS structure: Each American depositary share represents 300 Class A ordinary shares of the issuer

Dai Kun's October 30 ADS Purchase Through Xin Gao Group Limited

According to the Form 4 filing, Dai Kun, serving as both Chief Executive Officer and Director of Uxin Ltd, acquired 4,800 American depositary shares of the company on October 30, 2026, at a price of $0.9131 per share. The filing discloses that the transaction was executed under a written plan consistent with Rule 10b5-1(c). The acquisition is reported as indirect beneficial ownership, held through an entity identified as Xin Gao Group Limited.

Following the reported transaction, the filing states that Dai Kun beneficially owns 148,180 American depositary shares indirectly through Xin Gao Group Limited. The filing includes no directly held shares in Table I. The Form 4 also notes that each American depositary share represents 300 Class A ordinary shares of Uxin Ltd, meaning the 4,800 ADS acquired correspond to 1,440,000 Class A ordinary shares on an underlying basis, per the filing's footnote.

No derivative securities transactions were reported in Table II of the filing. The Form 4 was signed by Dai Kun and filed with the Securities and Exchange Commission on November 2, 2026, covering a transaction dated October 30, 2026, which represents the date of earliest transaction disclosed.

What Was Disclosed

Dai Kun, CEO and Director of Uxin Ltd (NASDAQ:UXIN), disclosed a purchase of 4,800 American depositary shares at $0.9131 each on October 30, 2026, under a Rule 10b5-1 plan, resulting in indirect beneficial ownership of 148,180 ADS through Xin Gao Group Limited.