Uxin Ltd Chief Executive Officer and Director Dai Kun filed a Form 4 on October 29, 2026, disclosing the purchase of 3,500 American depositary shares of Uxin Ltd on October 28, 2026, pursuant to a Rule 10b5-1 plan.
Key Highlights
- Transaction: Dai Kun acquired 3,500 American depositary shares (ADS) of Uxin Ltd on October 28, 2026, with transaction code P (purchase).
- Price paid: Each ADS was purchased at $0.9714.
- Post-transaction ownership: Following the purchase, Dai Kun indirectly beneficially owns 135,648 ADS through Xin Gao Group Limited.
- ADS conversion ratio: Each ADS represents 300 Class A ordinary shares of the issuer, according to the filing.
- Rule 10b5-1 plan: The filing indicates the transaction was made pursuant to a contract, instruction, or written plan intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
- Reporting person roles: Dai Kun is identified as both a Director and Chief Executive Officer of Uxin Ltd.
Dai Kun's October 2026 ADS Purchase Through Xin Gao Group Limited
According to the Form 4 filed with the U.S. Securities and Exchange Commission, Dai Kun, Chief Executive Officer and Director of Uxin Ltd (NASDAQ:UXIN), reported the acquisition of 3,500 American depositary shares on October 28, 2026, at a price of $0.9714 per ADS. The filing notes that the transaction was carried out under a written plan meeting the affirmative defense conditions of Rule 10b5-1(c).
The filing discloses that the beneficial ownership of the acquired shares is held indirectly through Xin Gao Group Limited. Following the reported transaction, Dai Kun's indirect beneficial ownership stands at 135,648 ADS in that entity. The filing further explains that each ADS represents 300 Class A ordinary shares of the issuer.
No derivative securities transactions were reported in Table II of the filing. Dai Kun signed the Form 4 on October 29, 2026, the same date it was filed with the Commission.
What Was Disclosed
Uxin Ltd CEO and Director Dai Kun disclosed a purchase of 3,500 ADS at $0.9714 each on October 28, 2026, executed under a Rule 10b5-1 plan. Post-transaction indirect beneficial ownership through Xin Gao Group Limited totals 135,648 ADS.




Please wait processing your request...