Houlihan Lokey Inc. officer Christopher Crain filed a Form 144 notice on November 4, 2026, disclosing a proposed sale of 2,000 shares of Houlihan Lokey common stock on NYSE, with an aggregate market value of $293,480.00.

Key Highlights

  • Proposed sale: Christopher Crain, an officer of Houlihan Lokey Inc., intends to sell 2,000 shares of common stock.
  • Aggregate market value: The 2,000 shares carry an aggregate market value of $293,480.00, according to the filing.
  • Approximate sale date: The sale is expected to occur on or around November 4, 2026, through Morgan Stanley Smith Barney LLC Executive Financial Services.
  • Source of shares: The filing states the securities were acquired upon the vesting of restricted stock units during the period of August 13, 2015, through May 15, 2025.
  • Rule 10b5-1 plan: The notice indicates a trading plan was adopted on June 8, 2026.
  • Prior sales: The filing discloses that Crain sold 1,000 shares of common stock on September 10, 2026, for gross proceeds of $140,150.00.
  • Shares outstanding: The filing reports 53,974,184 shares of Houlihan Lokey common stock outstanding at the time of the notice.

Crain's Proposed Sale Under Rule 144 at Houlihan Lokey

According to the Form 144 notice filed with the U.S. Securities and Exchange Commission, Christopher Crain, identified as an officer of Houlihan Lokey Inc. (NYSE:HLI), is proposing to sell 2,000 shares of the company's common stock. The filing lists the aggregate market value of those shares at $293,480.00. The proposed sale is to be conducted through Morgan Stanley Smith Barney LLC Executive Financial Services, located at 1 New York Plaza, 8th Floor, New York, NY 10004, on the NYSE.

The filing states that the securities to be sold were originally acquired as restricted stock units from the issuer, with an acquisition date listed as August 13, 2015, and a payment date of August 13, 2015. The remarks section of the filing clarifies that "the securities to be sold were acquired upon the vesting of restricted stock units during the period of 8/13/2015 through 5/15/2025." The notice also discloses that a written trading plan or instruction relying on Rule 10b5-1 under the Exchange Act was adopted or given on June 8, 2026.

In the section covering securities sold during the past three months, the filing discloses that Christopher Madison Crain sold 1,000 shares of Houlihan Lokey common stock on September 10, 2026, generating gross proceeds of $140,150.00. The total shares of Houlihan Lokey common stock outstanding are listed as 53,974,184 in the notice.

What Was Disclosed

Houlihan Lokey officer Christopher Crain filed a Form 144 notice proposing the sale of 2,000 common shares at an aggregate market value of $293,480.00, citing a Rule 10b5-1 plan adopted June 8, 2026, and disclosing a prior sale of 1,000 shares on September 10, 2026.