Director Charles Phillips filed a Form 144 notice of proposed sale of Compass, Inc. securities on November 9, 2026, covering 366,282 shares of common stock to be sold through Morgan Stanley Smith Barney LLC.

Key Highlights

  • Seller and role: Charles Phillips, a director of Compass, Inc., is the person for whose account the securities are to be sold.
  • Shares proposed for sale: 366,282 shares of Compass common stock, with an aggregate market value of $3,960,881.37, according to the filing.
  • Approximate sale date: November 9, 2026, through broker Morgan Stanley Smith Barney LLC Executive Financial Services.
  • Source of shares: 129,640 shares acquired via stock option exercise on November 9, 2026, and 236,642 shares acquired as restricted stock on May 3, 2022, both from the issuer.
  • Shares outstanding: The filing reports 766,884,741 shares of Compass common stock outstanding.
  • Prior three-month sales: The filing reports nothing to report for securities sold during the past three months.

Phillips Form 144 Notice: Shares, Acquisition History, and Sale Details

According to the Form 144 notice filed with the U.S. Securities and Exchange Commission on November 9, 2026, Charles Phillips, a director of Compass, Inc. (NYSE:COMP), proposes to sell 366,282 shares of Compass common stock. The aggregate market value of the proposed sale is listed as $3,960,881.37. The designated broker for the transaction is Morgan Stanley Smith Barney LLC Executive Financial Services, located at 1 New York Plaza, 8th Floor, New York, NY 10004.

The filing identifies two distinct tranches of securities underlying the proposed sale. The first tranche consists of 129,640 shares acquired through a stock option exercise on November 9, 2026, with payment made in cash on the same date. The second tranche consists of 236,642 shares acquired as restricted stock from the issuer on May 3, 2022. The filing's remarks section states: "The securities to be sold were acquired upon the vesting of restricted stock during the period of 05/03/2022 through 05/14/2026."

No securities of Compass were reported as sold by Phillips during the three months preceding this notice, according to the filing. By signing the notice, Phillips represented that he does not know any material adverse information regarding the current and prospective operations of Compass, Inc. that has not been publicly disclosed, as stated in the form's attestation language.

What Was Disclosed

Compass, Inc. director Charles Phillips filed a Form 144 notice on November 9, 2026, disclosing a proposed sale of 366,282 common shares with an aggregate market value of $3,960,881.37, sourced from a stock option exercise and previously vested restricted stock.