Capstone Holding Corp. filed a Form 8-K with the SEC on November 12, 2026, announcing the release of its financial and operating results for the quarter ended September 30, 2026, along with an accompanying investor presentation.

Key Highlights

  • Quarter covered: Financial and operating results for the quarter ended September 30, 2026, were reported by Capstone Holding Corp.
  • Press release and presentation: The company issued a press release (Exhibit 99.1) and made available an investor presentation (Exhibit 99.2), both dated November 2026.
  • Investor presentation scope: According to the filing, the investor presentation includes forward-looking information on full-year 2026 guidance, strategic priorities, new product and geographic expansion initiatives, and business outlook.
  • Furnished, not filed: The filing states that the information in Items 2.02 and 7.01, including both exhibits, "shall not be deemed 'filed' for purposes of Section 18 of the Securities Exchange Act of 1934."
  • Emerging growth company: The registrant indicated it qualifies as an emerging growth company under Rule 405 of the Securities Act of 1933.
  • Signatory: The report was signed by Matthew E. Lipman, Chief Executive Officer, on November 12, 2026.

Capstone Holding Furnishes Q3 2026 Earnings Release and Investor Presentation

Capstone Holding Corp. (NASDAQ:CAPS), a Nevada-incorporated company headquartered at 18400 76th Avenue, Tinley Park, IL 60477, filed a Form 8-K on November 12, 2026, reporting under Item 2.02 (Results of Operations and Financial Condition) and Item 7.01 (Regulation FD Disclosure). The filing covers results for the fiscal quarter ended September 30, 2026.

According to the filing, the company issued a press release on November 12, 2026, announcing its financial and operating results for the third quarter of 2026 (Exhibit 99.1), and simultaneously made available an investor presentation (Exhibit 99.2). The investor presentation was furnished under both Item 2.02 and Item 7.01, the latter covering content that extends beyond results of operations, including, as the filing describes, "full-year 2026 guidance, strategic priorities, new product and geographic expansion initiatives, and business outlook." The filing notes these forward-looking elements are the company's own and are subject to its cautionary language.

The filing explicitly states that the information furnished under Items 2.02 and 7.01, including both exhibits, is not deemed "filed" for purposes of Section 18 of the Securities Exchange Act of 1934, and is not subject to the liabilities of that section. No specific financial figures from the press release or investor presentation are reproduced within the body of the 8-K itself; those details are contained in the furnished exhibits.

What Was Disclosed

Capstone Holding Corp. furnished its Q3 2026 earnings press release and an investor presentation covering quarterly results, full-year 2026 guidance, and strategic initiatives. Both documents are attached as exhibits and are not deemed "filed" under the Exchange Act.