Director Christine Battist filed a Form 4 with the SEC on August 11, 2026, disclosing the acquisition of Capital Southwest Corporation common stock on August 10, 2026, under the company's non-employee director restricted stock award plan.

Key Highlights

  • Reporting person: Christine Battist, director of Capital Southwest Corporation (NASDAQ:CSWC)
  • Shares acquired: 1,989 shares of common stock on August 10, 2026, at a price of $0
  • Plan source: Shares issued under the Capital Southwest 2021 Non-Employee Director Restricted Stock Award Plan
  • Direct ownership following transaction: 16,064 shares held directly
  • Indirect ownership: 7,281 shares held indirectly through the Trust Agreement of Christine Sue Battist dated August 13, 2007

Christine Battist's Beneficial Ownership Following August 2026 Award

According to the filing, Christine Battist, serving as a director of Capital Southwest Corporation (NASDAQ:CSWC), reported the acquisition of 1,989 shares of common stock on August 10, 2026. The transaction was coded "A" (acquired) and carried a price of $0, with the filing noting that the shares were issued under the Capital Southwest 2021 Non-Employee Director Restricted Stock Award Plan.

Following the reported transaction, the filing discloses that Battist directly holds 16,064 shares of Capital Southwest common stock. In addition, the filing reports 7,281 shares held indirectly through a trust, identified as the Trust Agreement of Christine Sue Battist dated August 13, 2007. No derivative securities were reported in Table II of the filing.

The Form 4 was filed by one reporting person and signed by Christine S. Battist on August 11, 2026. No amendment date was indicated, and the earliest transaction date is listed as August 10, 2026.

What Was Disclosed

The filing reports a single acquisition of 1,989 shares of Capital Southwest Corporation common stock by director Christine Battist at no cost, under a non-employee director restricted stock award plan, with total beneficial ownership of 16,064 shares directly and 7,281 shares held through a trust.