Elizabeth A. Canini filed an initial statement of beneficial ownership with the SEC on November 4, 2026, disclosing her status as a newly reporting officer of Regional Management Corp. following a triggering event dated November 2, 2026.

Key Highlights

  • Reporting person: Elizabeth A. Canini, identified in the filing as EVP, Chief Credit Risk Officer of Regional Management Corp.
  • Triggering event date: November 2, 2026, as stated in the filing.
  • Exchange and ticker: Regional Management Corp. is listed as NYSE:RM.
  • No securities held: The filing states, "No securities are beneficially owned," with both Table I (non-derivative) and Table II (derivative) left blank.
  • Filing type: This is an initial statement, not an amendment.
  • Signed by: Catherine R. Atwood as attorney-in-fact, dated November 4, 2026.

Canini's Initial Ownership Disclosure at Regional Management Corp.

According to the filing, Elizabeth A. Canini submitted a Form 3 - Initial Statement of Beneficial Ownership of Securities - in connection with her role as Executive Vice President and Chief Credit Risk Officer at Regional Management Corp. (NYSE:RM), headquartered at 979 Batesville Rd., Suite B, Greer, South Carolina 29651. The date of the event requiring the statement is listed as November 2, 2026.

The filing discloses that Canini does not beneficially own any securities of Regional Management Corp. at the time of filing. Both Table I, covering non-derivative securities, and Table II, covering derivative securities such as puts, calls, warrants, options, and convertible securities, contain no entries. The filing includes the explicit explanation: "No securities are beneficially owned."

The form was filed by one reporting person and indicates Canini's relationship to the issuer as an officer. It was signed by Catherine R. Atwood as attorney-in-fact on November 4, 2026, the same date it was submitted to the SEC. No amendment date is listed, confirming this is an original filing.

What Was Disclosed

Elizabeth A. Canini, EVP and Chief Credit Risk Officer of Regional Management Corp. (NYSE:RM), filed an initial beneficial ownership statement reporting no direct or indirect holdings of any company securities as of the November 2, 2026 triggering event date.