Kenneth A. Goldman, a director of C3.ai, Inc., filed a Form 4 on October 28, 2026, disclosing the acquisition of 54,730 restricted stock units in C3.ai Class A Common Stock on October 26, 2026.

Key Highlights

  • RSU Grant: Goldman received 54,730 restricted stock units (RSUs) on October 26, 2026, at a price of $0, each representing a contingent right to receive one share of Class A Common Stock upon settlement.
  • Vesting Schedule: According to the filing, the RSUs vest annually in equal installments over 2 years, subject to continued Board service.
  • Direct Ownership: Following the transaction, Goldman directly holds 54,730 shares of Class A Common Stock.
  • Indirect Holdings: Goldman also holds 22,689 shares indirectly through GV Partners L.P., a family limited partnership of which he is the managing member, and 25,022 shares through the Goldman-Valeriote Family Trust.
  • Disclaimer: The filing states Goldman "disclaims beneficial ownership of the shares held by the Trust except to the extent of his pecuniary interest therein."

Goldman's RSU Award and Beneficial Ownership at C3.ai

Kenneth A. Goldman, identified in the filing as a director of C3.ai, Inc. (NYSE:AI), received a grant of 54,730 RSUs on October 26, 2026, as reported in a Form 4 filed with the SEC on October 28, 2026. The filing states that each RSU represents a contingent right to receive one share of Class A Common Stock upon settlement, and that the grant was made at a price of $0. The RSUs are scheduled to vest annually in equal installments over two years, contingent on continued Board service.

Following the reported transaction, Goldman's direct beneficial ownership stands at 54,730 shares of Class A Common Stock. In addition to his direct holdings, the filing discloses two indirect ownership positions. A total of 22,689 shares are held by GV Partners L.P., described as a family limited partnership of which Goldman is the managing member. A further 25,022 shares are held by the Goldman-Valeriote Family Trust, dated November 15, 1995, for which Goldman serves as co-trustee and is deemed to have voting and dispositive power.

The Form 4 was signed by Tom MacMitchell as attorney-in-fact under a Power of Attorney (Exhibit 24.1), dated October 28, 2026. The filing does not indicate that the transaction was made pursuant to a Rule 10b5-1 trading plan.

What Was Disclosed

C3.ai director Kenneth A. Goldman disclosed the receipt of 54,730 RSUs on October 26, 2026, vesting equally over two years. He also reported indirect holdings of 22,689 shares via GV Partners L.P. and 25,022 shares via a family trust.