Broadridge Financial Solutions, Inc. filed a Form 8-K with the SEC on November 3, 2026, announcing its financial results for the first quarter of fiscal year 2027, which ended September 30, 2026.

Key Highlights

  • Filing date: November 3, 2026, under Item 2.02 (Results of Operations and Financial Condition).
  • Reporting period: First quarter of fiscal year 2027, ended September 30, 2026.
  • Exhibits furnished: A press release (Exhibit 99.1) and an Earnings Webcast and Conference Call Presentation (Exhibit 99.2) are attached to the filing.
  • Signing officer: Ashima Ghei, Corporate Vice President and Chief Financial Officer, signed the filing on November 3, 2026.
  • Exchange and ticker: Common Stock (par value $0.01 per share) trades on NYSE:BR.
  • Not deemed "filed": According to the filing, the information furnished under Items 2.02 and 9.01 "shall not be deemed 'filed' for purposes of Section 18 of the Securities Exchange Act of 1934."

Broadridge Discloses First-Quarter Fiscal 2027 Earnings Materials

Broadridge Financial Solutions, Inc., a Delaware-incorporated provider of technology and services to the financial industry, reported its first-quarter fiscal year 2027 results via an 8-K current report dated November 3, 2026. The company, headquartered at 650 Third Avenue, New York, New York 10158, serves clients in securities processing, investor communications, and related financial services. Its common stock carries a par value of $0.01 per share and is listed on the New York Stock Exchange under the symbol BR.

According to the filing, Broadridge issued a press release on November 3, 2026, and also posted an Earnings Webcast and Conference Call Presentation on the same date. Both documents relate to the quarter ended September 30, 2026, and are attached as Exhibits 99.1 and 99.2, respectively. The filing notes that the furnished materials are not incorporated by reference into any other filings of the company under the Securities Act of 1933 or the Securities Exchange Act of 1934.

The 8-K includes forward-looking statements, which the company cautions are based on management's expectations and assumptions and are subject to risks and uncertainties. The filing identifies specific risk factors, including changes in laws and regulations affecting Broadridge's clients, cybersecurity threats, declines in securities market activity, and competitive conditions, among others. The company directs readers to the "Risk Factors" section of its Annual Report on Form 10-K for the fiscal year ended June 30, 2026, filed with the SEC on August 4, 2026, for further detail on those risks.

What Was Disclosed

Broadridge Financial Solutions filed an 8-K on November 3, 2026, furnishing a press release and earnings presentation covering its first quarter of fiscal year 2027, ended September 30, 2026. The filing was signed by Chief Financial Officer Ashima Ghei and is not deemed "filed" for liability purposes under the Exchange Act.