W. Bradford Hu, EVP and Chief Risk Officer of State Street Corporation, filed a Form 4 on October 28, 2026, disclosing the sale of 7,099 shares of common stock on October 26, 2026.

Key Highlights

  • Reporting person: W. Bradford Hu, EVP and Chief Risk Officer of State Street Corporation
  • Transaction: Disposed of 7,099 shares of common stock on October 26, 2026, at a price of $168.63 per share
  • Remaining holdings: 42,695 shares of common stock held directly following the transaction
  • Rule 10b5-1 plan: The sale was executed pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 24, 2026
  • Filing date: October 28, 2026, signed by Shannon C. Stanley as attorney-in-fact

State Street EVP Bradford Hu Disposes of Shares Under Pre-Planned Trading Program

According to the Form 4 filed with the SEC on October 28, 2026, W. Bradford Hu, who serves as Executive Vice President and Chief Risk Officer of State Street Corporation (NYSE:STT), reported the disposition of 7,099 shares of the company's common stock. The transaction took place on October 26, 2026, at a price of $168.63 per share, and was recorded as a sale (transaction code "S") in Table I of the filing.

The filing notes that the transaction was carried out under a Rule 10b5-1 trading plan that Hu adopted on February 24, 2026. Rule 10b5-1 plans allow corporate insiders to establish pre-scheduled trading arrangements at a time when they are not in possession of material non-public information. The filing identifies this as a plan intended to satisfy the affirmative defense conditions of Rule 10b5-1(c), as indicated by the checked box on the form.

Following the reported sale, the filing states that Hu directly beneficially owns 42,695 shares of State Street common stock. No derivative securities transactions were reported in Table II of the filing. The Form 4 was filed by one reporting person and was signed by Shannon C. Stanley as attorney-in-fact.

What Was Disclosed

W. Bradford Hu, EVP and Chief Risk Officer at State Street Corporation, disclosed a sale of 7,099 shares at $168.63 each on October 26, 2026, executed under a pre-established Rule 10b5-1 plan. His direct beneficial ownership following the transaction stands at 42,695 shares.