Thomas M. Constantine, Executive Vice President and Chief Credit Officer of Axos Financial, Inc., filed a Form 4 on November 10, 2026, disclosing a sale of common stock executed on November 9, 2026.

Key Highlights

  • Reporting person: Thomas M. Constantine, EVP and Chief Credit Officer of Axos Financial, Inc. (NASDAQ:AX)
  • Transaction: 913 shares of common stock disposed of (transaction code S) on November 9, 2026, at a price of $94.72 per share
  • Direct holdings after transaction: 17,085 shares of common stock held directly
  • Indirect holdings: 2,934 shares of common stock held indirectly through a 401(k) Plan
  • Filing signed: By Derrick Walsh on behalf of Thomas Constantine, dated November 10, 2026

Thomas M. Constantine's November 2026 Share Disposition at Axos Financial

According to the Form 4 filed with the SEC on November 10, 2026, Thomas M. Constantine, who serves as Executive Vice President and Chief Credit Officer of Axos Financial, Inc. (NASDAQ:AX), reported the sale of 913 shares of Axos Financial common stock on November 9, 2026. The shares were disposed of at a price of $94.72 each, as stated in the filing.

Following the reported transaction, the filing discloses that Constantine directly owns 17,085 shares of Axos Financial common stock. In addition, the filing reports 2,934 shares held indirectly through a 401(k) Plan. No derivative securities transactions were reported in Table II of the filing.

The Form 4 was filed by Derrick Walsh on behalf of the reporting person. The filing does not indicate that the transaction was made pursuant to a Rule 10b5-1(c) plan, as the corresponding checkbox was not marked. No amendment date is listed, indicating this is not an amendment to a prior filing.

What Was Disclosed

The filing disclosed a sale of 913 shares of Axos Financial common stock by EVP and Chief Credit Officer Thomas M. Constantine on November 9, 2026, at $94.72 per share, leaving him with 17,085 directly held shares and 2,934 shares held indirectly through a 401(k) Plan.