Avondale Capital, LLC holds 925,308 Nuburu common shares, representing 9.99% of the class under its current ownership cap. The passive 13G position is not held to change or influence Nuburu control, while Streeterville Capital, Streeterville Management and John M. Fife report indirect beneficial ownership through the ownership chain.

Key Highlights

  • Nuburu had 9,262,345 shares outstanding on August 12, 2026, with the count adjusted for a reverse stock-split.
  • Streeterville Capital is Avondale’s sole member, while Streeterville Management manages Streeterville Capital.
  • The reporting persons certified that the securities were not acquired or held to change or influence Nuburu’s control.

Nuburu, Inc. has 925,308 common shares beneficially owned by Avondale Capital, LLC, equal to 9.99% of the class. Avondale’s contractual ownership cap is 9.99%. The reported ownership was dated September 11, 2026.

Avondale’s 9.99% Ownership Cap

Avondale’s rights under the Certificate of Designations for Series B Preferred Stock could otherwise permit ownership of more common shares than the agreement allows. The contractual limit keeps Avondale’s ownership at 9.99%, with 925,308 shares identified as beneficially owned. Nuburu’s common stock has a Par Value of $0.0001 per share. The reported position is directly beneficially owned by Avondale Capital, while the other named reporting persons are identified as having indirect beneficial ownership. The same 925,308 shares and 9.99% ownership figure are attributed through that chain.

Passive Intent And Control

Avondale, Streeterville Capital, Streeterville Management and John M. Fife certified that the securities were not acquired or held to change or influence control of Nuburu. The certification also covers participation in a transaction intended to produce that effect, other than activities solely connected with a nomination under the cited proxy rule. The filing reports the securities as not acquired or held to change or influence control, subject to the 9.99% contractual limit.