Brian Michael Brown, Chief Legal Officer and Director of AvePoint, Inc. (NASDAQ:AVPT), filed a Form 4 on October 26, 2026, disclosing the sale of 35,000 shares of common stock on October 23, 2026.

Key Highlights

  • Transaction: Brown disposed of 35,000 shares of AvePoint common stock on October 23, 2026, at a price of $16.42 per share.
  • Rule 10b5-1 plan: According to the filing, the sale was effected pursuant to a Rule 10b5-1 trading plan adopted by Brown on December 16, 2025.
  • Post-transaction ownership: Following the sale, the filing reports 224,604 shares beneficially owned indirectly through the Brian M. Brown Revocable Trust.
  • Indirect ownership structure: The filing states that Brown is a trustee of the Brian M. Brown Revocable Trust and that he disclaims beneficial ownership of those shares except to the extent of his pecuniary interest.
  • Role: Brown serves as both a Director and Chief Legal Officer of AvePoint, Inc., according to the filing.

Brown's 10b5-1 Plan Sale of AvePoint Common Stock

Brian Michael Brown, identified in the filing as Chief Legal Officer and Director of AvePoint, Inc. (NASDAQ:AVPT), reported a disposal of 35,000 shares of common stock on October 23, 2026. The transaction was coded "S," indicating a sale, at a price of $16.42 per share. The filing was signed and submitted on October 26, 2026.

According to the filing, the sale was carried out under a Rule 10b5-1 trading plan that Brown adopted on December 16, 2025. The form's header box is checked to indicate the transaction was made pursuant to a contract, instruction, or written plan intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

The filing reports that following the reported transaction, Brown indirectly holds 224,604 shares through the Brian M. Brown Revocable Trust, of which he is a trustee. The filing notes that Brown "disclaims beneficial ownership of the shares held by the Trust, except to the extent of his pecuniary interest therein," and states that inclusion of these shares in the report "shall not be deemed an admission of beneficial ownership of all the report shares for the purposes of Section 16 or for any other purpose." No derivative securities transactions were reported in Table II of the filing.

What Was Disclosed

The Form 4 discloses that AvePoint's Chief Legal Officer and Director, Brian Michael Brown, sold 35,000 shares of common stock at $16.42 on October 23, 2026, under a pre-established 10b5-1 plan, leaving 224,604 shares held indirectly through his revocable trust.