James Caci, Chief Financial Officer of AvePoint, Inc. (NASDAQ:AVPT), filed a Form 4 on September 15, 2026, disclosing two share disposals on September 11 and September 14, 2026, both representing tax withholding transactions connected to the vesting of restricted stock units.

Key Highlights

  • First transaction: 6,120 shares of common stock were disposed of on September 11, 2026, at $12.66 per share via transaction code F.
  • Second transaction: 2,517 shares of common stock were disposed of on September 14, 2026, at $13.6 per share via transaction code F.
  • Beneficial ownership after transactions: Caci held 683,506 shares following the September 14 transaction, according to the filing.
  • Nature of disposals: Both transactions are described in the filing as exempt transactions representing shares withheld by the issuer to satisfy income tax withholding and remittance obligations in connection with net settlement of RSUs.
  • No discretionary action: The filing states the disposals "does not represent a discretionary transaction by the Reporting Person."
  • RSU plan: The underlying securities were granted under AvePoint's 2021 Equity Incentive Plan, with each RSU representing the right to receive one share of common stock upon vesting.

AvePoint CFO Caci's RSU Tax Withholding Transactions in Detail

According to the Form 4 filed with the Securities and Exchange Commission, James Caci, serving as Chief Financial Officer of AvePoint, Inc. (NASDAQ:AVPT), reported two separate disposals of common stock during September 2026. Both transactions carried transaction code F, which the filing explains are exempt transactions consisting of the payment of tax liability by withholding securities incident to the vesting of RSUs, in accordance with Rule 16b-3.

On September 11, 2026, 6,120 shares were disposed of at a price of $12.66 per share, leaving Caci with reported beneficial ownership of 686,023 shares. Three days later, on September 14, 2026, an additional 2,517 shares were disposed of at $13.6 per share, reducing reported beneficial ownership to 683,506 shares. The filing notes that this total includes non-RSU common stock as well as aggregate vested and unvested RSUs subject to vesting schedules previously reported across multiple earlier Form 4 filings dating back to September 3, 2021.

The filing identifies the security as AvePoint's common stock as well as restricted stock units granted under the issuer's 2021 Equity Incentive Plan. The form was signed by Brian Michael Brown as Attorney-in-Fact on September 15, 2026. No derivative securities transactions were reported in Table II of the filing.

What Was Disclosed

AvePoint CFO James Caci disclosed two tax withholding share disposals totaling 8,637 shares across September 11 and September 14, 2026, both tied to RSU vesting under AvePoint's 2021 Equity Incentive Plan, resulting in beneficial ownership of 683,506 shares.