Arvinas, Inc. filed a Form S-3 shelf registration statement with the Securities and Exchange Commission on November 3, 2026, covering the potential offering of up to $400,000,000 in securities, including a separate $200,000,000 at-the-market common stock facility.
Key Highlights
- Total shelf capacity: The registration covers up to $400,000,000 in aggregate offering price across debt securities, common stock, preferred stock, depositary shares, warrants, and units, according to the filing.
- ATM sub-facility: Up to $200,000,000 of that total may be offered as common stock under an amended and restated equity distribution agreement with Piper Sandler & Co. and Cantor Fitzgerald & Co.
- Shelf structure: The registration contains two prospectuses: a base prospectus and a separate equity distribution agreement prospectus, as described in the explanatory note.
- Filer status: Arvinas identified itself as an accelerated filer and not a smaller reporting company or emerging growth company.
- Listing: The company disclosed that its common stock is listed on The Nasdaq Global Select Market under the symbol "ARVN."
- Pricing not yet set: The filing states that securities "may be offered in amounts, at prices and on terms determined at the time of offering" and the registration statement was not yet effective as of filing date.
Arvinas Registers Mixed-Shelf Securities and Expanded ATM Program
Arvinas, Inc. (NASDAQ:ARVN), headquartered at 5 Science Park, 395 Winchester Ave., New Haven, Connecticut 06511, filed a Form S-3 registration statement on November 3, 2026, initiating a shelf offering process that would allow the company to sell up to $400,000,000 in securities over time. According to the filing, the company may offer any combination of debt securities, common stock, preferred stock, depositary shares, warrants, and units in one or more future offerings under the base prospectus.
Embedded within the $400,000,000 total is a dedicated equity distribution agreement prospectus covering up to $200,000,000 of common stock. The filing identifies Piper Sandler & Co. and Cantor Fitzgerald & Co. as the parties to the amended and restated equity distribution agreement under which those shares may be issued and sold from time to time. The filing states that the $200,000,000 ATM amount is included within, and not in addition to, the $400,000,000 base shelf amount.
The company disclosed that the registration statement is subject to the standard shelf process under Rule 415 of the Securities Act of 1933. Specific terms of any individual offering will be set out in prospectus supplements to be filed at the time of each sale. The filing includes a risk factors section beginning on page 7 of the base prospectus, and directs prospective investors to review those factors as well as risk factors in any accompanying supplement and documents incorporated by reference. Randy Teel, Ph.D., is identified as President and Chief Executive Officer and agent for service.
What Was Disclosed
Arvinas filed an S-3 shelf registration statement on November 3, 2026, registering up to $400,000,000 in mixed securities, with up to $200,000,000 of common stock available through an at-the-market facility with Piper Sandler & Co. and Cantor Fitzgerald & Co. The registration was not yet effective at the time of filing.



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