L1 Capital Pty Ltd filed a Form 4 with the U.S. Securities and Exchange Commission on September 1, 2026, disclosing a sale of common stock in Anteris Technologies Global Corp. on August 28, 2026.
Key Highlights
- Shares sold: L1 Capital Pty Ltd disposed of 7,800 shares of common stock on August 28, 2026, at a price of $8.83 per share.
- Post-transaction ownership: Following the sale, L1 Capital beneficially owns 4,803,541 shares of common stock, held indirectly.
- CHESS Depository Interests: The filing also reports 5,359,470 CHESS Depository Interests held indirectly, each representing one underlying share of common stock and exchangeable within 60 days.
- CHESS Depository Interest Warrants: An additional 1,333,334 CHESS Depository Interest Warrants are held indirectly, with an exercise price of AUD $11.5 and an expiration date of October 30, 2030.
- 10% owner relationship: L1 Capital Pty Ltd is identified in the filing as a 10% owner of Anteris Technologies Global Corp., trading on NASDAQ:AVR.
- Indirect ownership structure: According to the filing, shares are owned by L1 Long Short Fund Limited, the L1 Capital Long Short Fund, and the L1 Capital Long Short (Master) Fund, all controlled and managed by L1 Capital Pty Ltd.
L1 Capital's Share Disposal and Beneficial Ownership in Anteris Technologies
According to the filing, L1 Capital Pty Ltd, based in Melbourne, Australia, sold 7,800 shares of Anteris Technologies Global Corp. common stock on August 28, 2026, at a price of $8.83 per share. The transaction code recorded is "S," indicating a sale. The filing identifies L1 Capital as a 10% owner of the issuer, which trades on NASDAQ under the symbol AVR.
Following the reported transaction, L1 Capital beneficially owns 4,803,541 shares of common stock on an indirect basis. The filing discloses that this ownership is held through L1 Long Short Fund Limited, the L1 Capital Long Short Fund, and the L1 Capital Long Short (Master) Fund, all of which are controlled and managed by L1 Capital Pty Ltd. In addition to the common stock position, the filing reports 5,359,470 CHESS Depository Interests held indirectly, each representing one underlying share of the issuer's common stock and described as exchangeable for shares of common stock within 60 days.
The filing further discloses 1,333,334 CHESS Depository Interest Warrants held indirectly. These warrants carry an exercise price of AUD $11.5 and expire on October 30, 2030, and are described as exercisable within 60 days subject to the exercise price and expiry date. The filing also includes a note stating that "the Reporting Person does not admit that it is obligated to file ownership reports under the Securities Exchange Act of 1934 since it is exempt under Rule 16a-2."
What Was Disclosed
L1 Capital Pty Ltd reported the sale of 7,800 shares of Anteris Technologies Global Corp. common stock at $8.83 per share on August 28, 2026, along with indirect beneficial ownership of 4,803,541 common shares, 5,359,470 CHESS Depository Interests, and 1,333,334 CHESS Depository Interest Warrants.




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