Heather J. Melloh, EVP and General Counsel of Ameriprise Financial Inc, filed a Form 4 on August 12, 2026, disclosing transactions in Ameriprise Financial common stock dated August 10, 2026.

Key Highlights

  • Option exercise: Melloh exercised 722 fully vested employee stock options at a conversion price of $197.87 per share, acquiring 722 shares of common stock.
  • Shares withheld for taxes: 469 shares were disposed of at $559.615 per share in a tax-withholding transaction (code F).
  • Post-transaction ownership: Following the reported transactions, Melloh directly beneficially owned 3,937 shares of common stock.
  • Options fully vested: The exercised options were noted as fully vested, with an original expiration date of January 29, 2031.
  • Remaining derivative securities: After the exercise, Melloh held 0 employee stock options of this series.

Melloh's August 2026 Option Exercise and Share Disposition at Ameriprise Financial

According to the filing, Heather J. Melloh, EVP and General Counsel of Ameriprise Financial Inc (NYSE:AMP), engaged in two transactions on August 10, 2026. First, she exercised 722 employee stock options (transaction code M) at a conversion or exercise price of $197.87 per share, acquiring 722 shares of common stock. The filing notes these options were fully vested and carried an expiration date of January 29, 2031. Following this acquisition, her directly held beneficial ownership stood at 4,406 shares.

In the second transaction, also dated August 10, 2026, 469 shares were disposed of (transaction code F) at a price of $559.615 per share. Transaction code F typically reflects shares withheld by the issuer to cover tax obligations arising from the vesting or exercise event. After this disposition, Melloh's directly held beneficial ownership of Ameriprise Financial common stock totaled 3,937 shares, according to the filing.

The Form 4 was filed on August 12, 2026, and was signed by Wendy B. Mahling on behalf of Heather J. Melloh. No indirect beneficial ownership in Ameriprise Financial common stock was reported in connection with these transactions.

What Was Disclosed

The filing disclosed the exercise of 722 fully vested stock options and the withholding of 469 shares at $559.615 each, resulting in Melloh directly beneficially owning 3,937 shares of Ameriprise Financial common stock as of August 10, 2026.