Stephanie N. Richard, Chief Risk Officer of Ally Financial Inc., filed a Form 4 on August 5, 2026, reporting the sale of 5,000 shares of Ally Financial common stock on August 4, 2026, pursuant to a pre-established Rule 10b5-1 trading plan.

Key Highlights

  • Sale transaction: 5,000 shares of Ally Financial common stock were disposed of on August 4, 2026, with transaction code "S."
  • Weighted average price: Shares were sold at a weighted average price of $44.2336, with individual transaction prices ranging from $44.15 to $44.36, inclusive.
  • Post-transaction ownership: Following the reported sale, the reporting person directly beneficially owns 88,927 shares of common stock.
  • 10b5-1 plan: The sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 30, 2026.
  • Reporting person role: Stephanie N. Richard is identified in the filing as Chief Risk Officer of Ally Financial Inc. (NYSE: ALLY).

Ally Financial Chief Risk Officer Reports Common Stock Sale Under 10b5-1 Plan

According to the Form 4 filed with the U.S. Securities and Exchange Commission on August 5, 2026, Stephanie N. Richard, Chief Risk Officer of Ally Financial Inc. (NYSE: ALLY), sold 5,000 shares of Ally Financial common stock on August 4, 2026. The filing indicates the transaction was a direct disposition, coded "S," at a weighted average price of $44.2336 per share.

The filing discloses that the shares were sold in multiple transactions at prices ranging from $44.15 to $44.36, inclusive. According to the filing, the reporting person "undertakes to provide to Ally Financial Inc., any security holder of Ally Financial Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price."

The filing notes that these sales were made pursuant to a Rule 10b5-1 trading plan that Richard adopted on January 30, 2026. The Form 4 was signed by Sonja L. Mahon as attorney-in-fact for Ms. Richard and dated August 5, 2026. Following the reported transaction, Richard directly holds 88,927 shares of Ally Financial common stock. No derivative securities transactions were reported in the filing.

What Was Disclosed

The filing reports a single sale of 5,000 shares of Ally Financial common stock by Chief Risk Officer Stephanie N. Richard on August 4, 2026, at a weighted average price of $44.2336 per share, executed under a Rule 10b5-1 plan adopted January 30, 2026.