Allen H. Kaplan, Chief Financial Officer of Frequency Electronics Inc, filed an initial statement of beneficial ownership on November 3, 2026, reporting no securities beneficially owned as of the event date of November 1, 2026.

Key Highlights

  • Reporting person: Allen H. Kaplan, identified as Chief Financial Officer of Frequency Electronics Inc (NASDAQ:FEIM).
  • Event date: The date of event requiring the statement is November 1, 2026.
  • No securities held: Both Table I and Table II are empty; the filing states "No securities are beneficially owned."
  • Filing type: This is an initial filing, not an amendment, submitted by one reporting person.
  • Signature date: The form was signed by Allen H. Kaplan on November 3, 2026.

Kaplan Reports Zero Beneficial Ownership Upon Becoming CFO at Frequency Electronics

According to the filing, Allen H. Kaplan submitted a Form 3 Initial Statement of Beneficial Ownership of Securities in connection with his role as Chief Financial Officer at Frequency Electronics Inc, listed on NASDAQ under the symbol FEIM. The statement was filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, which requires officers, directors, and certain shareholders to disclose their initial beneficial ownership of an issuer's securities.

The filing discloses that Kaplan holds no non-derivative securities and no derivative securities, such as puts, calls, warrants, options, or convertible securities, in Frequency Electronics. Table I, covering non-derivative securities beneficially owned, and Table II, covering derivative securities, are both blank. The filing explicitly states, "No securities are beneficially owned." Kaplan's address is listed as c/o Frequency Electronics, Inc., 55 Charles Lindbergh Blvd, Mitchel Field, New York 11553.

The form was filed by one reporting person and is not marked as an amendment. An Exhibit 24 (Power of Attorney) is noted in the remarks section. The filing was signed by Allen H. Kaplan on November 3, 2026, covering a triggering event dated November 1, 2026.

What Was Disclosed

Allen H. Kaplan, CFO of Frequency Electronics Inc (NASDAQ:FEIM), filed an initial beneficial ownership statement dated November 1, 2026, reporting that he beneficially owns no securities, either direct or indirect, in the company.