Ajay V. Mittal filed a Form 3 Initial Statement of Beneficial Ownership with the SEC on November 10, 2026, disclosing his status as a newly reporting director of Groupon, Inc. (NASDAQ:GRPN) following a triggering event dated November 9, 2026.

Key Highlights

  • Reporting person: Ajay V. Mittal, identified as a Director of Groupon, Inc.
  • Triggering event date: November 9, 2026, as stated in the filing.
  • No securities held: The filing states "No securities are beneficially owned" in both Table I (non-derivative) and Table II (derivative).
  • Signature: The form was signed by Gina M. Chereck as attorney-in-fact for Ajay V. Mittal on November 10, 2026.
  • Filing basis: Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 as an individual filing by one reporting person.

Mittal Reports Zero Beneficial Ownership Upon Joining Groupon Board

According to the filing, Ajay V. Mittal submitted his initial beneficial ownership statement in connection with becoming a Director of Groupon, Inc. The event requiring the statement is listed as November 9, 2026. The filing was made the following day, November 10, 2026, and was signed by Gina M. Chereck acting as attorney-in-fact for Mittal under the authority of Exhibit 24, a Power of Attorney referenced in the filing.

The filing discloses that Mittal holds no securities of Groupon, Inc. beneficially, either directly or indirectly. Table I, covering non-derivative securities, and Table II, covering derivative securities such as puts, calls, warrants, options, and convertible securities, are both left blank. The filing explicitly states "No securities are beneficially owned."

Mittal's address is listed as c/o Groupon, Inc., 35 W. Wacker, Floor 25, Chicago, Illinois 60601. The issuer, Groupon, Inc., trades under the ticker symbol GRPN, as stated on the form's cover. The filing identifies Mittal solely in the capacity of Director, with no officer title or other relationship noted.

What Was Disclosed

Ajay V. Mittal filed an initial beneficial ownership statement as a new Director of Groupon, Inc., reporting that he holds no direct or indirect beneficial ownership of any Groupon securities as of the November 9, 2026 triggering event date.