Director Diane Aigotti filed a Form 4 with the SEC on November 4, 2026, disclosing the acquisition of 72 shares of phantom stock/RSUs in GATX Corp on November 2, 2026, via the company's director deferred compensation plans.

Key Highlights

  • Reporting person: Diane Aigotti, Director of GATX Corp (NYSE:GATX)
  • Transaction date: November 2, 2026
  • Shares acquired: 72 shares of phantom stock/RSUs, coded as an acquisition (A), at a price of $180.605 per share
  • Source of acquisition: Dividend reinvestment feature of the Amended and Restated GATX Directors' Phantom Stock Plan and the Amended and Restated GATX Corporation Directors' Voluntary Deferred Fee Plan
  • Beneficial ownership following transaction: 19,977 shares of common stock, held directly
  • Settlement terms: Phantom stock/RSUs are generally payable in common stock upon termination of board service, at the reporting person's election

Aigotti's Phantom Stock Accumulation Under GATX Director Plans

According to the filing, Diane Aigotti, a director of GATX Corp (NYSE:GATX), acquired 72 shares of phantom stock/RSUs on November 2, 2026. The filing states that these shares were credited to her account under the Amended and Restated GATX Directors' Phantom Stock Plan and the Amended and Restated GATX Corporation Directors' Voluntary Deferred Fee Plan. The transaction was coded "A" (acquired) and carried a price of $180.605 per share. The filing notes this acquisition arose specifically from the dividend reinvestment feature of those two plans.

The filing explains that each share of phantom stock/RSU "represents the right to receive one share of Issuer's common stock upon settlement." Regarding timing, the filing states that these units "are generally payable on a deferred basis in common stock at the election of the reporting person upon the reporting person's termination of service on the Issuer's board of directors." Following this transaction, Aigotti's total beneficial ownership of GATX common stock stands at 19,977 shares, held directly, according to the filing.

The Form 4 was signed by Lisa M. Ibarra by Power of Attorney on behalf of Diane M. Aigotti and was filed on November 4, 2026. No derivative securities transactions were reported in Table II of the filing.

What Was Disclosed

Diane Aigotti, a GATX Corp director, reported the acquisition of 72 phantom stock/RSU shares at $180.605 each on November 2, 2026, through dividend reinvestment under two GATX director deferred compensation plans, bringing her total direct beneficial ownership to 19,977 shares.